Filing Details
- Accession Number:
- 0001123292-13-001121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-19 11:31:53
- Reporting Period:
- 2013-06-14
- Filing Date:
- 2013-06-19
- Accepted Time:
- 2013-06-19 11:31:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157647 | Westfield Financial Inc | WFD | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466142 | R Philip Smith | C/O Westfield Financial, Inc. 141 Elm Street Westfield MA 01085 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Disposition | 2013-06-14 | 4,878 | $7.36 | 14,876 | No | 4 | S | Indirect | By 401(k) Plan |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-06-14 | 2,499 | $7.39 | 12,377 | No | 4 | S | Indirect | By 401(k) Plan |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-06-14 | 626 | $7.44 | 11,751 | No | 4 | S | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) Plan |
No | 4 | S | Indirect | By 401(k) Plan |
No | 4 | S | Indirect | By 401(k) Plan |
Footnotes
- Reflects 14,000 shares of restricted stock and 1,600 shares of common stock omitted from Mr. Smith's initial Form 3 filed with the Securities and Exchange Commission on June 17, 2009. An amended Form 3 was filed with the Securities and Exchange Commission on June 17, 2013.