Filing Details
- Accession Number:
- 0001181431-13-035647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-19 09:32:20
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-19
- Accepted Time:
- 2013-06-19 09:32:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1158015 | G Mary Puma | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-18 | 9,086 | $1.74 | 424,430 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-18 | 2,965 | $1.75 | 421,465 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-18 | 200 | $1.76 | 421,265 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Indirect | Held by spouse |
Footnotes
- The sales reported on this Form are pursuant to a prior election by the executive officer to sell shares issued on the vesting of restricted stock units in order to generate funds to pay to the Company to cover the executive's tax liability arising from the vesting event and related commissions. The proceeds of this sale will be paid to the Company and the broker.
- Of the shares held as of June 18, 2013,73,819 were issuable on vesting of restricted stock units granted the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.