Filing Details
- Accession Number:
- 0001438588-13-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-18 19:48:41
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-18
- Accepted Time:
- 2013-06-18 19:48:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210905 | D Paul Rubin | C/O Xoma Corporation 2910 Seventh Street Berkeley CA 94710 | Sr. Vp Clinical Dev. & Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-06-18 | 3,130 | $2.36 | 9,534 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-06-18 | 3,130 | $0.00 | 6,404 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-06-18 | 2,870 | $0.00 | 3,534 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Non-Qualified Share Option (right to buy) | Disposition | 2013-06-18 | 3,130 | $0.00 | 3,130 | $2.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,685 | 2022-05-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 4,422 | Indirect | by 401(k) |
Footnotes
- This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on 3/20/2013.
- These shares were disposed of in multiple transactions at prices ranging from $3.82 to $3.96 for aggregate gross proceeds of $12,190.10, of which $7,386.80 was used to pay the option exercise price.
- These shares were disposed of in multiple transactions at prices ranging from $3.88 to $3.95 for aggregate gross proceeds of $11,224.50.
- Exercisable with respect to 1/48th of options in monthly increments beginning 6/24/2012 and ending 5/24/2016.