Filing Details

Accession Number:
0001438588-13-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-18 19:48:41
Reporting Period:
2013-06-18
Filing Date:
2013-06-18
Accepted Time:
2013-06-18 19:48:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 942756657
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210905 D Paul Rubin C/O Xoma Corporation
2910 Seventh Street
Berkeley CA 94710
Sr. Vp Clinical Dev. & Cmo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-06-18 3,130 $2.36 9,534 No 4 M Direct
Common Shares Disposition 2013-06-18 3,130 $0.00 6,404 No 4 S Direct
Common Shares Disposition 2013-06-18 2,870 $0.00 3,534 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Non-Qualified Share Option (right to buy) Disposition 2013-06-18 3,130 $0.00 3,130 $2.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,685 2022-05-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 4,422 Indirect by 401(k)
Footnotes
  1. This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on 3/20/2013.
  2. These shares were disposed of in multiple transactions at prices ranging from $3.82 to $3.96 for aggregate gross proceeds of $12,190.10, of which $7,386.80 was used to pay the option exercise price.
  3. These shares were disposed of in multiple transactions at prices ranging from $3.88 to $3.95 for aggregate gross proceeds of $11,224.50.
  4. Exercisable with respect to 1/48th of options in monthly increments beginning 6/24/2012 and ending 5/24/2016.