Filing Details
- Accession Number:
- 0001002225-13-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-18 18:50:59
- Reporting Period:
- 2013-05-31
- Filing Date:
- 2013-06-18
- Accepted Time:
- 2013-06-18 18:50:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290235 | P John Brennan | 600 Townsend Street San Francisco CA 94103 | Svp Hr & Facilities | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-31 | 409 | $18.45 | 16,975 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2013-06-14 | 19,600 | $18.57 | 36,575 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-14 | 11,080 | $32.85 | 25,495 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-06-14 | 3,201 | $32.85 | 22,294 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-06-14 | 17,400 | $16.21 | 39,694 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-14 | 8,587 | $32.85 | 31,107 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-06-14 | 3,312 | $32.85 | 27,795 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-06-14 | 8,400 | $16.21 | 36,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-14 | 4,146 | $32.85 | 32,049 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-06-14 | 1,599 | $32.85 | 30,450 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-06-18 | 13,475 | $33.85 | 16,975 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-06-14 | 17,400 | $0.00 | 17,400 | $16.21 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-06-14 | 8,400 | $0.00 | 8,400 | $16.21 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-06-14 | 19,600 | $0.00 | 19,600 | $18.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,400 | 2010-05-14 | 2019-05-14 | No | 4 | M | Direct |
| 0 | 2010-05-14 | 2019-05-14 | No | 4 | M | Direct |
| 0 | 2008-02-14 | 2017-02-14 | No | 4 | M | Direct |
Footnotes
- Shares acquired through the 2005 Employee Stock Purchase Plan on 31 May 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- Transaction pursuant to 10b5-1 plan dated February 6 2013
Billionaire Hedge Funds
