Filing Details
- Accession Number:
- 0001002225-13-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-18 18:50:40
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-06-18
- Accepted Time:
- 2013-06-18 18:50:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-04-29 | 2,215 | $27.40 | 31,650 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2013-06-17 | 6,213 | $26.80 | 38,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-17 | 4,920 | $33.84 | 33,664 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-06-17 | 485 | $33.84 | 33,179 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-06-17 | 240 | $21.75 | 33,419 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-17 | 154 | $33.84 | 33,265 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-06-17 | 32 | $33.84 | 33,233 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-06-17 | 5,833 | $26.91 | 39,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-17 | 4,639 | $33.84 | 34,427 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-06-17 | 448 | $33.84 | 33,979 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-06-18 | 1,606 | $33.84 | 32,373 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-06-17 | 240 | $0.00 | 240 | $21.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-06-17 | 6,213 | $0.00 | 6,213 | $26.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-06-17 | 5,833 | $0.00 | 5,833 | $26.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,635 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 16,727 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 5,367 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Voluntary reporting of Form 5 disposition related to 29 April 2013 Form 4 SSR transaction
- Shares traded for taxes. No open market activity.
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Transaction pursuant to 10b5-1 plan dated 5 February 2013
Billionaire Hedge Funds
