Filing Details
- Accession Number:
- 0001161697-13-000407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-18 16:22:50
- Reporting Period:
- 2013-06-14
- Filing Date:
- 2013-06-18
- Accepted Time:
- 2013-06-18 16:22:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1074828 | Visualant Inc | VSUL | Measuring & Controlling Devices, Nec (3829) | 911948357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1140319 | P Ronald Erickson | 500 Union Street Suite 420 Seattle WA 98101 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-14 | 5,000,000 | $0.10 | 8,500,000 | No | 4 | P | Indirect | . |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | . |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Warrant | Acquisiton | 2013-06-14 | 5,000,000 | $0.00 | 5,000,000 | $0.15 |
| Common Stock | Series B Warrant | Acquisiton | 2013-06-14 | 5,000,000 | $0.00 | 5,000,000 | $0.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000,000 | 2013-06-14 | 2018-06-14 | No | 4 | P | Indirect |
| 5,000,000 | 2013-06-14 | 2018-06-14 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,109,706 | Direct | |
| Common Stock | 500,000 | Indirect | . |
| Common Stock | 66,667 | Indirect | . |
| Common Stock | 1,000,000 | Indirect | . |
| Common Stock | 152,000 | Indirect | . |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | $0.15 | 2020-05-09 | 3,000,000 | 3,000,000 | Direct | |
| Common Stock | Option to Purchase Common Stock | $0.13 | 2022-06-08 | 1,000,000 | 4,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-09 | 3,000,000 | 3,000,000 | Direct |
| 2022-06-08 | 1,000,000 | 4,000,000 | Direct |
Footnotes
- Held by Dia Armenta, the Reporting Person's wife.
- Held by eCharge Corp.
- Held by Juliz Limited Partnership- Family LP.
- Held by J3E2A2Z Limited Partnership.
- Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
- Option vests quarterly over 2 years commencing 05/10/2010.
- Option vests quarterly over 1 year commencing 06/08/2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.
- Shares and warrants received as part of a Private Placement which closed 06/14/2013.
Billionaire Hedge Funds
