Filing Details
- Accession Number:
- 0001003297-13-000289
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-06-18 14:51:56
- Reporting Period:
- 2013-06-12
- Filing Date:
- 2013-06-18
- Accepted Time:
- 2013-06-18 14:51:56
- Original Submission Date:
- 2013-06-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64463 | Mechanical Technology Inc | MKTY | Measuring & Controlling Devices, Nec (3829) | 141462255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251271 | Dennis E Oconnor | C/O Mechanical Technology, Incorporated 325 Washington Avenue Extension Albany NY 12205 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-12 | 10,000 | $0.52 | 51,463 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Rights to Buy) | Acquisiton | 2013-06-12 | 12,500 | $0.00 | 12,500 | $0.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | 2023-06-12 | No | 4 | A | Direct |
Footnotes
- Stock option grant for annual board service.
- Options to purchase Common Stock of Issuer pursuant to Issuer's 2012 Equity Incentive Plan and subject thereto. Vesting at the rate of 25% on each of the first four anniversaries of the date of the award, with first vest occurring on June 12, 2014, for so long as the recipient of the Option remains an employee or board member of, or consultant to, Issuer, and subject to the terms and conditions of the Stock Option Agreement entered into by and between Issuer and the Optionee.