Filing Details
- Accession Number:
- 0001104659-13-049694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-17 18:09:59
- Reporting Period:
- 2013-06-17
- Filing Date:
- 2013-06-17
- Accepted Time:
- 2013-06-17 18:09:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343244 | P L Vii-B Partners Capital Highland | C/O Highland Capital Partners, One Broadway, 16Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1343673 | Highland Capital Partners Vii-C Lp | C/O Highland Capital Partners, One Broadway, 16Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1343678 | Highland Capital Partners Vii Lp | C/O Highland Capital Partners, One Broadway, 16Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1357840 | Partnership Limited Vii Fund Entrepreneurs Highland | C/O Highland Capital Partners, One Broadway, 16Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1554026 | Highland Management Partners Vii, Llc | C/O Highland Capital Partners, One Broadway, 16Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1554027 | Partnership Limited Vii Partners Management Highland | C/O Highland Capital Partners, One Broadway, 16Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-17 | 4,985,927 | $0.00 | 4,985,927 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-17 | 1,208,187 | $0.00 | 1,208,187 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-17 | 1,759,502 | $0.00 | 1,759,502 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-17 | 156,231 | $0.00 | 156,231 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 304,325 | $17.67 | 4,681,602 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 73,744 | $17.67 | 1,134,443 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 107,395 | $17.67 | 1,652,107 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 9,536 | $17.67 | 146,695 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 4,985,927 | $0.00 | 4,985,927 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 1,208,187 | $0.00 | 1,208,187 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 1,759,502 | $0.00 | 1,759,502 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 156,231 | $0.00 | 156,231 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The securities are held by Highland Capital Partners VII Limited Partnership ("HCP VII"). Highland Management Partners VII, LLC ("HMP VII LLC") is the general partner of Highland Management Partnership VII Limited Partnership ("HMP VII LP"), which is the general partner of HCP VII. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of such entity's pecuniary interest therein.
- The securities are held by Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"). HMP VII LP is the general partner of HCP VII-B. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of such entity's pecuniary interest therein.
- The securities are held by Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"). HMP VII LP is the general partner of HCP VII-C. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of such entity's pecuniary interest therein.
- The securities are held by Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"). HMP VII LP is the general partner of HEF VII. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of such entity's pecuniary interest therein.
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series A preferred stock automatically converted into one share of common stock. The Series A preferred stock had no expiration date.