Filing Details
- Accession Number:
- 0001181431-13-035318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-17 18:03:05
- Reporting Period:
- 2013-06-17
- Filing Date:
- 2013-06-17
- Accepted Time:
- 2013-06-17 18:03:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576946 | Corey Mulloy | C/O Gigamon Inc. 598 Gibraltar Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-17 | 4,985,927 | $0.00 | 4,985,927 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-17 | 1,208,187 | $0.00 | 1,208,187 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-17 | 1,759,502 | $0.00 | 1,759,502 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-17 | 156,231 | $0.00 | 156,231 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 304,325 | $17.67 | 4,681,602 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 73,744 | $17.67 | 1,134,443 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 107,395 | $17.67 | 1,652,107 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-06-17 | 9,536 | $17.67 | 146,695 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 4,985,927 | $0.00 | 4,985,927 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 1,208,187 | $0.00 | 1,208,187 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 1,759,502 | $0.00 | 1,759,502 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-06-17 | 156,231 | $0.00 | 156,231 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The securities are held by Highland Capital Partners VII Limited Partnership, a Delaware limited partnership ("HCP VII"). Highland Management Partners VII, LLC, a Delaware limited liability company ("HMP VII LLC") is the general partner of Highland Management Partnership VII Limited Partnership ("HMP VII LP"), which is the general partner of HCP VII. The Reporting Person is a Member of HMP VII LLC. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of his or its pecuniary interest therein.
- The securities are held by Highland Capital Partners VII-B Limited Partnership, a Delaware limited partnership ("HCP VII-B"). HMP VII LLC is the general partner of HMP VII LP. HMP VII LP is the general partner of HCP VII-B. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of his or its pecuniary interest therein.
- The securities are held by Highland Capital Partners VII-C Limited Partnership, a Delaware limited partnership ("HCP VII-C"). HMP VII LLC is the general partner of HMP VII LP. HMP VII LP is the general partner of HCP VII-C. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of his or its pecuniary interest therein.
- The securities are held by Highland Entrepreneurs' Fund VII Limited Partnership, a Delaware limited partnership ("HEF VII"). HMP VII LLC is the general partners of HMP VII LP. HMP VII LP is the general partner of HEF VII. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of his or its pecuniary interest therein.
- Immediately prior to the closing of the Issuer's initial public offering ("IPO"), each share of Series A preferred stock automatically converted into one share of the Issuer's common stock. The Series A preferred stock had no expiration date.