Filing Details
- Accession Number:
- 0001396677-13-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-17 17:03:42
- Reporting Period:
- 2013-06-13
- Filing Date:
- 2013-06-17
- Accepted Time:
- 2013-06-17 17:03:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079725 | Ii W Frank Gay | Nutracetical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-13 | 15,143 | $12.32 | 748,542 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-13 | 15,143 | $20.07 | 733,399 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-14 | 246 | $12.32 | 733,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-14 | 246 | $20.06 | 733,399 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-17 | 1,732 | $12.32 | 735,131 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-17 | 1,732 | $20.13 | 733,399 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-13 | 15,143 | $0.00 | 15,143 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-14 | 246 | $0.00 | 246 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-17 | 1,732 | $0.00 | 1,732 | $12.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,699 | 2013-12-17 | No | 4 | M | Direct | |
| 28,453 | 2013-12-17 | No | 4 | M | Direct | |
| 26,721 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on December 17, 2013.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 7, 2013.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.4950. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.1500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.2500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in six equal installments every six months beginning on June 17, 2004.
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