Filing Details
- Accession Number:
- 0001181431-13-035220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-17 16:17:02
- Reporting Period:
- 2013-06-13
- Filing Date:
- 2013-06-17
- Accepted Time:
- 2013-06-17 16:17:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282648 | Halcon Resources Corp | HK | Crude Petroleum & Natural Gas (1311) | 200700684 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310117 | Mark Mize | 1000 Louisiana Street, Suite 6700 Houston TX 77002 | Evp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-14 | 600 | $5.52 | 482,173 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-06-14 | 8,100 | $5.52 | 490,273 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-06-14 | 6,300 | $5.52 | 496,573 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Acquisiton | 2013-06-13 | 200 | $1,000.00 | 32,488 | $6.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200 | 2013-06-13 | No | 4 | P | Direct |
Footnotes
- The Series A Convertible Preferred Stock is initially convertible into 162.4431 shares of common stock of the Issuer (which is equivalent to an initial conversion price of approximately $6.16 per share of Issuer common stock), subject to customary anti-dilution adjustments.
- The Series A preferred stock has no expiration date.