Filing Details
- Accession Number:
- 0001255561-13-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-17 15:43:22
- Reporting Period:
- 2013-06-13
- Filing Date:
- 2013-06-17
- Accepted Time:
- 2013-06-17 15:43:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336510 | E David Knebel | 2425 South Yukon Avenue Tulsa OK 74107-2728 | Sr.vice President,Sales & Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2013-06-13 | 4,500 | $11.31 | 56,100 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2013-06-13 | 12,000 | $10.23 | 68,100 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2013-06-13 | 4,500 | $32.59 | 63,600 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2013-06-13 | 12,000 | $32.59 | 51,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-13 | 4,500 | $11.31 | 4,500 | $11.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-13 | 12,000 | $10.23 | 15,000 | $10.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-10 | 2018-03-10 | No | 4 | M | Direct |
| 0 | 2009-10-17 | 2018-10-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 4,471 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $10.23 | 2009-10-17 | 2018-10-17 | 3,000 | 1 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.21 | 2010-03-09 | 2019-03-09 | 7,500 | 1 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.51 | 2011-05-25 | 2020-05-25 | 15,000 | 1 | Direct |
| Common Stock | Stock Option (Right to Buy) | $19.47 | 2013-05-15 | 2022-05-15 | 10,000 | 1 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-10-17 | 3,000 | 1 | Direct |
| 2019-03-09 | 7,500 | 1 | Direct |
| 2020-05-25 | 15,000 | 1 | Direct |
| 2022-05-15 | 10,000 | 1 | Direct |
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