Filing Details
- Accession Number:
- 0001351347-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-17 06:28:02
- Reporting Period:
- 2013-06-14
- Filing Date:
- 2013-06-17
- Accepted Time:
- 2013-06-17 06:28:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1096339 | Saratoga Resources Inc | SARA | Oil & Gas Field Exploration Services (1382) | 760314489 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1351347 | F Thomas Cooke | 7500 San Felipe Suite 675 Houston TX 77063 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-14 | 2,000 | $1.98 | 6,038,274 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 104,148 | Indirect | By spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $3.00 | 2013-09-10 | 2018-06-09 | 250,000 | 250,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-06-09 | 250,000 | 250,000 | Direct |
Footnotes
- Beneficial ownership is disclaimed by Mr. Cooke
- Options vest and become exercisable ratably over 8 quarters. Date shown is first vesting date.