Filing Details

Accession Number:
0001351347-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-17 06:28:02
Reporting Period:
2013-06-14
Filing Date:
2013-06-17
Accepted Time:
2013-06-17 06:28:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1096339 Saratoga Resources Inc SARA Oil & Gas Field Exploration Services (1382) 760314489
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351347 F Thomas Cooke 7500 San Felipe
Suite 675
Houston TX 77063
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-14 2,000 $1.98 6,038,274 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 104,148 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.00 2013-09-10 2018-06-09 250,000 250,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-09 250,000 250,000 Direct
Footnotes
  1. Beneficial ownership is disclaimed by Mr. Cooke
  2. Options vest and become exercisable ratably over 8 quarters. Date shown is first vesting date.