Filing Details
- Accession Number:
- 0001127602-13-020336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-13 18:01:57
- Reporting Period:
- 2013-06-13
- Filing Date:
- 2013-06-13
- Accepted Time:
- 2013-06-13 18:01:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368069 | F Clyde Wendel | 1010 Grand Blvd. Kansas City MO 64106 | Vice Chairman Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-13 | 8,284 | $37.73 | 22,555 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-13 | 5,784 | $52.20 | 16,771 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-13 | 500 | $52.21 | 16,271 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-13 | 2,000 | $52.25 | 14,271 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-13 | 8,284 | $0.00 | 8,284 | $37.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 176 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013