Filing Details
- Accession Number:
- 0001140361-13-025138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-13 13:03:07
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2013-06-13
- Accepted Time:
- 2013-06-13 13:03:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089143 | Collectors Universe Inc | CLCT | Services-Business Services, Nec (7389) | 330846191 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1041888 | Clinton A Allen | A.c. Allen &Amp; Co. 710 South Street Needham MA 02492 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-28 | 2,500 | $0.00 | 82,877 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2013-06-11 | 700 | $13.38 | 83,577 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-06-11 | 16,500 | $6.91 | 100,077 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | P | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2013-06-11 | 16,500 | $0.00 | 16,500 | $6.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-06-04 | 2013-12-04 | No | 4 | M | Direct |