Filing Details
- Accession Number:
- 0001181431-13-034591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-12 20:33:57
- Reporting Period:
- 2013-06-10
- Filing Date:
- 2013-06-12
- Accepted Time:
- 2013-06-12 20:33:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558685 | Christopher Day | 3101 Jay Street Santa Clara CA 95054 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2013-06-10 | 15,000 | $8.64 | 16,111 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-06-10 | 10,000 | $16.76 | 6,111 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2013-06-10 | 5,000 | $17.25 | 1,111 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2013-06-11 | 5,000 | $8.64 | 6,111 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-06-11 | 5,000 | $17.95 | 1,111 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2013-06-10 | 15,000 | $0.00 | 15,000 | $8.64 |
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2013-06-11 | 5,000 | $0.00 | 5,000 | $8.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,000 | 2020-04-13 | No | 4 | M | Direct | |
| 80,000 | 2020-04-13 | No | 4 | M | Direct |
Footnotes
- Of the total grant of 100,000 shares, 25% of the shares subject to the option vested on March 29, 2011, with 1/48 of the shares vesting monthly thereafter.
Billionaire Hedge Funds
