Filing Details

Accession Number:
0001396677-13-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-12 17:43:31
Reporting Period:
2013-06-10
Filing Date:
2013-06-12
Accepted Time:
2013-06-12 17:43:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050007 Nutraceutical International Corp NUTR Medicinal Chemicals & Botanical Products (2833) 870515089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079725 Ii W Frank Gay Nutracetical International Corp
1400 Kearns Blvd 2Nd Fl.
Park City UT 84060
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-27 10,000 $0.00 733,399 No 5 G Direct
Common Stock Acquisiton 2013-02-08 120 $0.00 120 No 5 W Indirect By spouse
Common Stock Acquisiton 2013-06-10 12,060 $12.32 745,459 No 4 M Direct
Common Stock Disposition 2013-06-10 12,060 $20.12 733,399 No 4 S Direct
Common Stock Acquisiton 2013-06-11 3,048 $12.32 736,447 No 4 M Direct
Common Stock Disposition 2013-06-11 3,048 $20.24 733,399 No 4 S Direct
Common Stock Acquisiton 2013-06-12 1,050 $12.32 734,449 No 4 M Direct
Common Stock Disposition 2013-06-12 1,050 $20.06 733,399 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 W Indirect By spouse
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-06-10 12,060 $0.00 12,060 $12.32
Common Stock Employee Stock Option (right to buy) Disposition 2013-06-11 3,048 $0.00 3,048 $12.32
Common Stock Employee Stock Option (right to buy) Disposition 2013-06-12 1,050 $0.00 1,050 $12.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,940 2013-12-17 No 4 M Direct
44,892 2013-12-17 No 4 M Direct
43,842 2013-12-17 No 4 M Direct
Footnotes
  1. Shares inherited by spouse from settlement of spouse's mother's estate.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. Exercise of options expiring on December 17, 2013.
  4. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 7, 2013.
  5. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.5650. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.4800. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.1300. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. The option vested in six equal installments every six months beginning on June 17, 2004.