Filing Details
- Accession Number:
- 0001243935-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-12 17:13:48
- Reporting Period:
- 2013-06-11
- Filing Date:
- 2013-06-12
- Accepted Time:
- 2013-06-12 17:13:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881695 | Palomar Medical Technologies Inc | PMTI | Electromedical & Electrotherapeutic Apparatus (3845) | 043128178 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243935 | P Joseph Caruso | 15 Network Drive Burlington MA 01803 | Director, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-11 | 17,100 | $13.31 | 462,847 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-11 | 17,100 | $13.43 | 445,747 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-11 | 4,611 | $5.05 | 450,358 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-11 | 4,611 | $13.40 | 445,747 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-06-11 | 4,611 | $0.00 | 4,611 | $5.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-06-11 | 17,100 | $0.00 | 17,100 | $13.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-07-22 | 2013-07-21 | No | 4 | M | Direct |
| 0 | 2008-02-29 | 2018-02-27 | No | 4 | M | Direct |
Footnotes
- 1996 Stock Option Plan
- The stock options are exercisable in three equal installments, commencing one year from date of grant.
- 2004 Stock Incentive Plan
- The stock option is fully exercisable on the grant date.
Billionaire Hedge Funds
