Filing Details
- Accession Number:
- 0001209191-13-031858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-12 16:44:54
- Reporting Period:
- 2013-06-10
- Filing Date:
- 2013-06-12
- Accepted Time:
- 2013-06-12 16:44:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866609 | Ion Geophysical Corp | IO | Oil & Gas Field Exploration Services (1382) | 222286646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578444 | Steven Bate | 2105 Citywest Boulevard Suite 400 Houston TX 77042-2839 | Svp Systems Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-10 | 10,531 | $4.58 | 47,637 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-10 | 10,531 | $6.20 | 37,106 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-12 | 9,429 | $4.58 | 57,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-12 | 9,429 | $6.02 | 47,637 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-10 | 10,531 | $0.00 | 10,531 | $4.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-12 | 9,469 | $0.00 | 9,469 | $4.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,469 | 2010-03-24 | 2013-06-29 | No | 4 | M | Direct |
| 0 | 2010-03-24 | 2013-06-29 | No | 4 | M | Direct |
Footnotes
- Exercised and sold Employee Stock Option (right to buy) that was expiring on June 29, 2013. Also, the reporting person is subject to an Issuer trading blackout beginning on June 17, 2013.
- This transaction was executed in multiple trades at prices ranging from $6.00 to $6.04, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
