Filing Details
- Accession Number:
- 0001127602-13-020165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-12 10:57:17
- Reporting Period:
- 2013-06-11
- Filing Date:
- 2013-06-12
- Accepted Time:
- 2013-06-12 10:57:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229026 | R Dennis Rilinger | 1010 Grand Blvd. Kansas City MO 64106 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-11 | 50 | $53.15 | 23,330 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 150 | $53.16 | 23,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 138 | $53.17 | 23,042 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 31 | $53.18 | 23,011 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 1 | $53.20 | 23,010 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 650 | $53.22 | 22,360 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 138 | $53.23 | 22,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 42 | $53.27 | 22,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 77 | $53.29 | 22,103 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 200 | $53.30 | 21,903 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 100 | $53.32 | 21,803 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 38 | $53.33 | 21,765 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 188 | $53.35 | 21,577 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 250 | $53.36 | 21,327 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 388 | $53.37 | 20,939 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 300 | $53.38 | 20,639 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 200 | $53.39 | 20,439 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 100 | $53.40 | 20,339 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 756 | $53.46 | 19,583 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 100 | $53.47 | 19,483 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 1,705 | $53.50 | 17,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 100 | $53.50 | 17,678 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 100 | $53.51 | 17,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 200 | $53.52 | 17,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-11 | 100 | $53.53 | 17,278 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-06-11 | 1,705 | $37.73 | 18,883 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-06-11 | 1,456 | $41.37 | 20,339 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-06-11 | 3,041 | $37.84 | 23,380 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-11 | 1,705 | $0.00 | 1,705 | $37.73 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-11 | 1,456 | $0.00 | 1,456 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-11 | 3,041 | $0.00 | 3,041 | $37.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
1,456 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
3,042 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,129 | Indirect | By Esop |
Common Stock | 1,484 | Indirect | By Ira |
Footnotes
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015