Filing Details
- Accession Number:
- 0001179110-13-010179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-12 10:26:03
- Reporting Period:
- 2013-06-11
- Filing Date:
- 2013-06-12
- Accepted Time:
- 2013-06-12 10:26:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380936 | Guggenheim Strategic Opportunities Fund | GOF | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 2455 Corporate West Drive Lisle IL 60532 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-11 | 2,600 | $21.90 | 11,328 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-06-11 | 1,000 | $21.89 | 5,987 | No | 4 | P | Indirect | Children's Trust #1 |
Common Stock | Acquisiton | 2013-06-11 | 2,000 | $21.85 | 12,822 | No | 4 | P | Indirect | Children's Trust #2 |
Common Stock | Acquisiton | 2013-06-11 | 400 | $21.90 | 8,274 | No | 4 | P | Indirect | Father's Roth IRA |
Common Stock | Acquisiton | 2013-06-11 | 200 | $21.90 | 3,932 | No | 4 | P | Indirect | Wife (Deborah) Roth IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Children's Trust #1 |
No | 4 | P | Indirect | Children's Trust #2 |
No | 4 | P | Indirect | Father's Roth IRA |
No | 4 | P | Indirect | Wife (Deborah) Roth IRA |