Home > Insider Trading > Filing (0001126234-13-000101)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126234	Newlink Genetics Corp	(NLNK)	Pharmaceutical Preparations (2834)	421491350

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1261262	Jr H Gordon Link	C/O Newlink Genetics Corporation 2503 South Loop Dr., Suite 5100 Ames IA 50010	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-06-10	10,500	$2.10	16,913	No	4	M	Direct
Common Stock	Disposition	2013-06-10	1,103	$20.00	15,810	No	4	F	Direct
Common Stock	Disposition	2013-06-10	9,397	$20.00	6,413	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2013-06-10	10,500	$2.10	10,500	$2.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
66,239		2018-08-05	No	4	M	Direct

Footnotes

Represents a "net exercise" of outstanding stock options. The reporting person received 9,397 shares of common stock on net exercise of option to purchase 10,500 shares of common stock. The Reporting Person forfeited 1,103 shares of common stock underlying the option in payment of the exercise price, using a stock price from the sale of $20.00.
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on 10/1/2012.
1/4th of the shares vest on August 4, 2009, which is one year after the vesting commencement date. 1/48th of the shares vest monthly thereafter over the next three years.