Filing Details

Accession Number:
0001415889-13-001179
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-11 21:42:54
Reporting Period:
2013-06-07
Filing Date:
2013-06-11
Accepted Time:
2013-06-11 21:42:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169770 First Pactrust Bancorp Inc BANC National Commercial Banks (6021) 043639825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571512 H James Gray C/O First Pactrust Bancorp Inc.
18500 Von Karman Ave, Suite 1100
Irvine CA 92612
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-11 100 $13.12 4,600 No 4 P Indirect Held in Reporting Person's Reitrement Savings Accounts
Common Stock Acquisiton 2013-06-11 400 $13.15 5,000 No 4 P Indirect Held in Reporting Person's Reitrement Savings Accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in Reporting Person's Reitrement Savings Accounts
No 4 P Indirect Held in Reporting Person's Reitrement Savings Accounts
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2013-06-07 42,000 $1,260.00 13,860 $4.62
Common Stock Warrants Disposition 2013-06-11 2,042 $40.84 674 $4.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,042 2012-06-29 2013-06-30 No 4 S Direct
0 2012-06-29 2013-06-30 No 4 S Direct
Footnotes
  1. The Reporting Person received the warrants in connection with the Issuer's acquisition of Beach Business Bank on July 1, 2012. Each warrant is exercisable for 0.33 shares of the Issuer's common stock, at a price of $14.00 per whole share.
  2. Represents exercise price per warrant. As previously noted, each warrant is exercisable for 0.33 shares of the Issuer's common stock.
  3. The warrants were sold for $0.03 each in a privately negotiated transaction.
  4. The warrants were sold for $0.02 each in a privately negotiated transaction.