Filing Details

Accession Number:
0001209191-13-031721
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-11 20:47:13
Reporting Period:
2013-06-07
Filing Date:
2013-06-11
Accepted Time:
2013-06-11 20:47:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521966 C. Rick White C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-01 2,000 $0.00 2,750,687 No 5 G Indirect by West Coast VC, LLC
Common Stock Acquisiton 2013-06-07 3,541 $0.00 3,541 No 4 M Direct
Common Stock Disposition 2013-06-10 56,662 $14.39 2,694,025 No 4 S Indirect by West Coast VC, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by West Coast VC, LLC
No 4 M Direct
No 4 S Indirect by West Coast VC, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2013-06-07 3,541 $0.00 3,541 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,959 No 4 M Direct
Footnotes
  1. West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $14.30 per share to $14.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. Pursuant to the separation agreement between the Issuer and Mr. White dated May 30, 2013, the vesting terms of the award were modified to provide that the award vests as to 1/12th of the shares subject to the award on June 7, 2013, and 1/12th of the shares subject to the award vest monthly thereafter, subject to the Mr. White's continued service through each such date. This award was originally granted for 42,500 shares and would have vested as to 1/4th of the shares subject to the award on February 15, 2016, and as to 1/4th of the shares subject to the award quarterly thereafter, subject to Mr. White's continued service.