Filing Details
- Accession Number:
- 0001209191-13-031721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-11 20:47:13
- Reporting Period:
- 2013-06-07
- Filing Date:
- 2013-06-11
- Accepted Time:
- 2013-06-11 20:47:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521966 | C. Rick White | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-01 | 2,000 | $0.00 | 2,750,687 | No | 5 | G | Indirect | by West Coast VC, LLC |
Common Stock | Acquisiton | 2013-06-07 | 3,541 | $0.00 | 3,541 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-10 | 56,662 | $14.39 | 2,694,025 | No | 4 | S | Indirect | by West Coast VC, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by West Coast VC, LLC |
No | 4 | M | Direct | |
No | 4 | S | Indirect | by West Coast VC, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2013-06-07 | 3,541 | $0.00 | 3,541 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,959 | No | 4 | M | Direct |
Footnotes
- West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $14.30 per share to $14.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Pursuant to the separation agreement between the Issuer and Mr. White dated May 30, 2013, the vesting terms of the award were modified to provide that the award vests as to 1/12th of the shares subject to the award on June 7, 2013, and 1/12th of the shares subject to the award vest monthly thereafter, subject to the Mr. White's continued service through each such date. This award was originally granted for 42,500 shares and would have vested as to 1/4th of the shares subject to the award on February 15, 2016, and as to 1/4th of the shares subject to the award quarterly thereafter, subject to Mr. White's continued service.