Filing Details
- Accession Number:
- 0001181431-13-034305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-11 20:29:35
- Reporting Period:
- 2013-06-07
- Filing Date:
- 2013-06-11
- Accepted Time:
- 2013-06-11 20:29:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1107843 | Qualys Inc. | QLYS | Services-Prepackaged Software (7372) | 770534145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558242 | S Sumedh Thakar | C/O Qualys, Inc. 1600 Bridge Parkway Redwood City CA 94065 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-07 | 1,200 | $14.15 | 3,139 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-10 | 861 | $15.00 | 2,278 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-06-10 | 3,139 | $1.40 | 5,417 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-10 | 3,139 | $15.00 | 2,278 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-06-10 | 3,139 | $0.00 | 3,139 | $1.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,611 | 2016-06-30 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2013.
- The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.93 to $14.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Note that, due to a scrivener's error, the total securities held by the Reporting Person were underreported in his Form 4 that was filed on May 17, 2013 by 3,000 shares. This Form 4 restates the total securities held by the Reporting Person.
- The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $15.00 to $15.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option is fully vested and immediately exercisable.