Filing Details
- Accession Number:
- 0000914190-13-000398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-11 18:36:48
- Reporting Period:
- 2013-05-03
- Filing Date:
- 2013-06-11
- Accepted Time:
- 2013-06-11 18:36:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552800 | Tile Shop Holdings Inc. | TTS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937541 | H Peter Kamin | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-03 | 37,005 | $11.50 | 316,798 | No | 4 | X | Indirect | By Peter H. Kamin Revocable Trust |
Common Stock | Disposition | 2013-05-03 | 20,284 | $20.98 | 296,514 | No | 4 | S | Indirect | By Peter H. Kamin Revocable Trust |
Common Stock | Acquisiton | 2013-05-03 | 22,200 | $11.50 | 184,235 | No | 4 | X | Indirect | By Peter H. Kamin Childrens Trust |
Common Stock | Disposition | 2013-05-03 | 12,169 | $20.98 | 172,066 | No | 4 | S | Indirect | By Peter H. Kamin Childrens Trust |
Common Stock | Acquisiton | 2013-05-03 | 13,304 | $11.50 | 48,665 | No | 4 | X | Indirect | By Peter H. Kamin GST Trust |
Common Stock | Disposition | 2013-05-03 | 7,293 | $20.98 | 41,372 | No | 4 | S | Indirect | By Peter H. Kamin GST Trust |
Common Stock | Acquisiton | 2013-05-03 | 14,799 | $11.50 | 122,822 | No | 4 | X | Indirect | By 3K Limited Partnership |
Common Stock | Disposition | 2013-05-03 | 8,112 | $20.98 | 114,710 | No | 4 | S | Indirect | By 3K Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By Peter H. Kamin Revocable Trust |
No | 4 | S | Indirect | By Peter H. Kamin Revocable Trust |
No | 4 | X | Indirect | By Peter H. Kamin Childrens Trust |
No | 4 | S | Indirect | By Peter H. Kamin Childrens Trust |
No | 4 | X | Indirect | By Peter H. Kamin GST Trust |
No | 4 | S | Indirect | By Peter H. Kamin GST Trust |
No | 4 | X | Indirect | By 3K Limited Partnership |
No | 4 | S | Indirect | By 3K Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2013-05-03 | 37,005 | $0.00 | 37,005 | $11.50 |
Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2013-05-03 | 22,200 | $0.00 | 22,200 | $11.50 |
Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2013-05-03 | 13,304 | $0.00 | 13,304 | $11.50 |
Common Stock | Common Stock Warrants (Right to Buy | Disposition | 2013-05-03 | 14,799 | $0.00 | 14,799 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-09-20 | 2017-08-21 | No | 4 | X | Indirect |
0 | 2012-09-20 | 2017-08-21 | No | 4 | X | Indirect |
0 | 2012-09-20 | 2017-08-21 | No | 4 | X | Indirect |
0 | 2012-09-20 | 2017-08-21 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000 | Direct | |
Common Stock | 100 | Indirect | By Son |
Footnotes
- These securities are owned by the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These securities are owned by the Peter H. Kamin Revocable Trust dated February 2003 (the "2003 Trust"). The reporting person is trustee of the 2003 Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- On May 3, 2013, the 2003 Trust exercised a warrant to purchase 37,005 shares of Issuer common stock for $11.50 a share. The 2003 Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 20,284 of the warrant shares to pay the exercise price and issuing to the 2003 Trust the remaining 16,721 shares.
- These securities are owned by the Peter H. Kamin Childrens Trust dated March 1997 (the "1997 Trust"). The reporting person is trustee of the 1997 Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- On May 3, 2013, the 1997 Trust exercised a warrant to purchase 22,200 shares of Issuer common stock for $11.50 a share. The 1997 Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12,169 of the warrant shares to pay the exercise price and issuing to the 1997 Trust the remaining 10,031 shares.
- These securities are owned by the Peter H. Kamin GST Trust (the "GST Trust"). The reporting person is trustee of the GST Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- On May 3, 2013, the GST Trust exercised a warrant to purchase 13,304 shares of Issuer common stock for $11.50 a share. The GST Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 7,293 of the warrant shares to pay the exercise price and issuing to the GST Trust the remaining 6,011 shares.
- These securities are owned by the 3K Limited Partnership ("3K"). The reporting person is general partner of the limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- On May 3, 2013, 3K exercised a warrant to purchase 14,799 shares of Issuer common stock for $11.50 a share. 3K paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 8,112 of the warrant shares to pay the exercise price and issuing to 3K the remaining 6,687 shares.