Filing Details
- Accession Number:
- 0000914190-13-000393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-11 18:31:43
- Reporting Period:
- 2013-04-18
- Filing Date:
- 2013-06-11
- Accepted Time:
- 2013-06-11 18:31:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552800 | Tile Shop Holdings Inc. | TTS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555206 | A Robert Rucker | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-18 | 1,204,528 | $11.50 | 8,334,502 | No | 4 | X | Indirect | By The Tile Shop, Inc. |
Common Stock | Disposition | 2013-04-18 | 660,252 | $20.98 | 7,674,250 | No | 4 | S | Indirect | By The Tile Shop, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By The Tile Shop, Inc. |
No | 4 | S | Indirect | By The Tile Shop, Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2013-04-18 | 1,204,528 | $0.00 | 1,204,528 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-09-20 | 2017-08-21 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 250,000 | Direct |
Footnotes
- These securities are owned by The Tile Shop, Inc. ("TTS"). The reporting person is the sole director of TTS. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- On April 18, 2013, TTS exercised a warrant to purchase 1,204,528 shares of Issuer common stock for $11.50 a share. TTS paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 660,252 of the warrant shares to pay the exercise price and issuing to TTS the remaining 544,276 shares.