Filing Details

Accession Number:
0000914190-13-000393
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-11 18:31:43
Reporting Period:
2013-04-18
Filing Date:
2013-06-11
Accepted Time:
2013-06-11 18:31:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552800 Tile Shop Holdings Inc. TTS Retail-Home Furniture, Furnishings & Equipment Stores (5700) 455538095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555206 A Robert Rucker C/O Tile Shop Holdings, Inc.
14000 Carlson Parkway
Plymouth MN 55441
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-18 1,204,528 $11.50 8,334,502 No 4 X Indirect By The Tile Shop, Inc.
Common Stock Disposition 2013-04-18 660,252 $20.98 7,674,250 No 4 S Indirect By The Tile Shop, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By The Tile Shop, Inc.
No 4 S Indirect By The Tile Shop, Inc.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Disposition 2013-04-18 1,204,528 $0.00 1,204,528 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-09-20 2017-08-21 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 250,000 Direct
Footnotes
  1. These securities are owned by The Tile Shop, Inc. ("TTS"). The reporting person is the sole director of TTS. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  2. On April 18, 2013, TTS exercised a warrant to purchase 1,204,528 shares of Issuer common stock for $11.50 a share. TTS paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 660,252 of the warrant shares to pay the exercise price and issuing to TTS the remaining 544,276 shares.