Filing Details
- Accession Number:
- 0001144204-13-034319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-11 16:06:19
- Reporting Period:
- 2013-06-11
- Filing Date:
- 2013-06-11
- Accepted Time:
- 2013-06-11 16:06:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568832 | Rcs Capital Corp | RCAP | Security Brokers, Dealers & Flotation Companies (6211) | 383894716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248577 | S Nicholas Schorsch | C/O Rcs Capital Corporation 405 Park Ave., 15Th Floor New York NY 10022 | Exe. Chairman Of Board Of Dir. | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-06-11 | 2,760 | $18.59 | 2,760 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-06-11 | 100 | $18.64 | 2,860 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-06-11 | 3,640 | $18.65 | 6,500 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-06-11 | 166 | $18.74 | 6,666 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-06-11 | 834 | $18.75 | 7,500 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-06-11 | 2,500 | $18.80 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |