Filing Details

Accession Number:
0001144204-13-034319
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-11 16:06:19
Reporting Period:
2013-06-11
Filing Date:
2013-06-11
Accepted Time:
2013-06-11 16:06:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568832 Rcs Capital Corp RCAP Security Brokers, Dealers & Flotation Companies (6211) 383894716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248577 S Nicholas Schorsch C/O Rcs Capital Corporation
405 Park Ave., 15Th Floor
New York NY 10022
Exe. Chairman Of Board Of Dir. Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-06-11 2,760 $18.59 2,760 No 4 P Direct
Class A Common Stock Acquisiton 2013-06-11 100 $18.64 2,860 No 4 P Direct
Class A Common Stock Acquisiton 2013-06-11 3,640 $18.65 6,500 No 4 P Direct
Class A Common Stock Acquisiton 2013-06-11 166 $18.74 6,666 No 4 P Direct
Class A Common Stock Acquisiton 2013-06-11 834 $18.75 7,500 No 4 P Direct
Class A Common Stock Acquisiton 2013-06-11 2,500 $18.80 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct