Filing Details

Accession Number:
0001181431-13-034100
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-11 14:26:17
Reporting Period:
2013-06-10
Filing Date:
2013-06-11
Accepted Time:
2013-06-11 14:26:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1027038 H Glenn Hutchins 9 West 57Th Street
32Nd Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-06-10 16,564 $32.72 23,033 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Under Mr. Hutchins' arrangements with Silver Lake or its affiliates with respect to director compensation, the proceeds of these sales are expected to be assigned to Silver Lake or its affiliates.
  2. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $32.85, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. Represents shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. ("NASDAQ OMX") Equity Incentive Plan, of which 16,737 are vested. Mr. Hutchins disclaims beneficial ownership of any NASDAQ OMX securities that may be held by Silver Lake or its affiliates, except to the extent of any pecuniary interest he may have therein.