Filing Details
- Accession Number:
- 0001246360-13-003301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-10 21:49:08
- Reporting Period:
- 2013-06-06
- Filing Date:
- 2013-06-10
- Accepted Time:
- 2013-06-10 21:49:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272786 | Mark Fusco | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-06 | 5,200 | $10.42 | 360,027 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-06 | 5,200 | $30.26 | 354,827 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-06-07 | 89,303 | $10.42 | 444,130 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-07 | 88,503 | $30.45 | 355,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-07 | 400 | $31.26 | 355,227 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-07 | 400 | $31.27 | 354,827 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-06-10 | 59,298 | $9.55 | 414,125 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-10 | 59,298 | $30.30 | 354,827 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-06-06 | 5,200 | $0.00 | 5,200 | $10.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-06-07 | 89,303 | $0.00 | 89,303 | $10.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-06-10 | 59,298 | $0.00 | 59,298 | $9.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
89,303 | 2016-11-16 | No | 4 | M | Direct | |
0 | 2016-11-16 | No | 4 | M | Direct | |
42,888 | 2019-11-08 | No | 4 | M | Direct |
Footnotes
- The option granted at the exercise price of $10.42, representing a right to purchase a total of 200,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on December 29, 2006.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.28, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.15, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option granted at the exercise price of $9.55. representing a right to purchase 117,529 shares, vested as to 80,000 shares on the date of grant; 4 increments of 8,000 shares on the last day of each quarter beginning in the first quarter of 2010, and a final increment of 5,529 shares vesting on June 30, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.5150, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.