Filing Details
- Accession Number:
- 0001088825-13-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-10 18:56:54
- Reporting Period:
- 2013-06-06
- Filing Date:
- 2013-06-10
- Accepted Time:
- 2013-06-10 18:56:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565390 | K. Naveen Chopra | 2160 Gold Street Alviso CA 95002 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-06 | 17,512 | $7.49 | 469,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-06 | 17,512 | $14.00 | 451,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-06 | 8,500 | $8.94 | 459,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-06 | 8,500 | $14.00 | 451,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-06 | 8,665 | $8.94 | 460,153 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-06 | 8,665 | $13.70 | 451,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-06 | 2,500 | $6.18 | 453,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-06 | 2,500 | $14.00 | 451,488 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-06-06 | 2,500 | $6.18 | 2,500 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-06-06 | 8,500 | $8.94 | 8,500 | $8.94 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-06-06 | 8,665 | $8.94 | 8,665 | $8.94 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-06-06 | 17,512 | $7.49 | 17,512 | $7.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 8,665 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
| 0 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
| 11,512 | 2010-08-01 | 2017-06-22 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
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