Filing Details
- Accession Number:
- 0001227025-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-10 17:37:50
- Reporting Period:
- 2013-06-06
- Filing Date:
- 2013-06-10
- Accepted Time:
- 2013-06-10 17:37:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488404 | Daniel James Fay | 2911 Zanker Rd San Jose CA 95134 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-06-06 | 4,000 | $7.50 | 47,368 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-10 | 4,413 | $8.00 | 42,955 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b51 of the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
