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Home > Insider Trading > Filing (0001227025-13-000002)

Filing Details

Accession Number:: 0001227025-13-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-10 17:37:50
Reporting Period:: 2013-06-06

Filing Date:: 2013-06-10
Accepted Time:: 2013-06-10 17:37:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488404	Daniel James Fay	2911 Zanker Rd San Jose CA 95134	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-06-06	4,000	$7.50	47,368	No	4	S	Direct
Common Stock	Disposition	2013-06-10	4,413	$8.00	42,955	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b51 of the Securities Exchange Act of 1934, as amended.