Filing Details
- Accession Number:
- 0001140361-13-024754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-10 17:29:11
- Reporting Period:
- 2013-06-06
- Filing Date:
- 2013-06-10
- Accepted Time:
- 2013-06-10 17:29:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pitsburgh PA 15219 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-06 | 1,500 | $13.49 | 34,752 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 490,209 | Direct | |
Common Stock | 173,118 | Indirect | BY BARCLAYS CAPITAL, INC., FBO JAMES F. GETZ INDIVIDUAL RETIREMENT ACCOUNT |
Common Stock | 284,173 | Indirect | BY GETZ ENTERPRISES, L.P. |
Footnotes
- The price reported in Column 4 is the average price. The shares were acquired in multiple transactions at prices ranging from $3.48 to $3.51, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- Shares held jointly of record by Mr. Getz and his spouse.
- The Reporting Person is the beneficiary of this account, which owns a total of 173,118 shares of the Issuer's common stock.
- The Reporting Person is the general partner of this entity, which owns a total of 284,173 shares of the Issuer's common stock