Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001165527-13-000544)

Filing Details

Accession Number:: 0001165527-13-000544
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-10 16:56:46
Reporting Period:: 2013-06-06

Filing Date:: 2013-06-10
Accepted Time:: 2013-06-10 16:56:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182922	M William Ashbaugh	12900 Preston Rd Ste 700 Dallas TX 75230	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-06	1,400	$93.49	3,150	No	4	M	Direct
Common Stock	Disposition	2013-06-06	1,400	$140.93	1,750	No	4	S	Direct
Common Stock	Acquisiton	2013-06-07	400	$93.49	2,150	No	4	M	Direct
Common Stock	Disposition	2013-06-07	400	$140.23	1,750	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Acquisiton	2013-06-06	1,400	$93.49	1,400	$93.49
Common Stock	Incentive Stock Option	Acquisiton	2013-06-07	400	$93.49	400	$93.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,150	2012-05-15	2016-05-15	No	4	M	Direct
2,150	2012-05-15	2016-05-15	No	4	M	Direct

Footnotes

Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 5/15/2012.