Filing Details
- Accession Number:
- 0001209191-13-031363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-10 16:39:55
- Reporting Period:
- 2013-06-06
- Filing Date:
- 2013-06-10
- Accepted Time:
- 2013-06-10 16:39:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412649 | Ellen Brezniak | C/O Constant Contact, Inc. 1601 Trapelo Rd., Suite 329 Waltham MA 02451 | Svp Product Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-06 | 325 | $0.00 | 6,667 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-06 | 4,000 | $2.68 | 10,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-06 | 4,000 | $16.20 | 6,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2013-06-06 | 159 | $0.00 | 159 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-06-06 | 325 | $0.00 | 325 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-06 | 4,000 | $0.00 | 4,000 | $2.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,158 | No | 4 | F | Direct | ||
| 4,833 | No | 4 | M | Direct | ||
| 70,391 | 2016-09-20 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $16.1900 to $16.2125 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 25% of the restricted stock units vested on December 6, 2012, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 6, 2015. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
- The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
- The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.
- 25% of the shares subject to this option vested on September 27, 2007, and 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option became fully vested on September 27, 2010.
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