Filing Details
- Accession Number:
- 0001144204-13-034016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-10 10:20:26
- Reporting Period:
- 2013-05-02
- Filing Date:
- 2013-06-10
- Accepted Time:
- 2013-06-10 10:20:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1053691 | Stratus Media Group Inc | SMDI | Services-Amusement & Recreation Services (7900) | 300645032 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
905536 | Isaac Blech | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | Yes | No | |
1514430 | Blech Isaac F/B/O Trust Remainder Charitable Liberty | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | Yes | No | |
1514431 | Blech Isaac F/B/O Unitrust Remainder Charitable River | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | Yes | No | |
1518076 | Unitrust Remainder Charitable West | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-02 | 18,333,334 | $0.06 | 18,333,334 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-29 | 8,333,333 | $0.06 | 26,666,667 | No | 4 | C | Indirect | By Spouse |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-29 | 3,571,429 | $0.00 | 30,238,096 | No | 4 | X | Indirect | By Spouse |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-29 | 108,333,333 | $0.06 | 138,571,429 | No | 4 | C | Indirect | By Trusts |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-29 | 46,428,571 | $0.00 | 185,000,000 | No | 4 | X | Indirect | By Trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Indirect | By Spouse |
No | 4 | X | Indirect | By Spouse |
No | 4 | C | Indirect | By Trusts |
No | 4 | X | Indirect | By Trusts |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Series E Preferred Stock, par value $0.001 per share | Disposition | 2013-05-29 | 500 | $0.00 | 8,333,333 | $0.06 |
Common Stock, Par Value $0.001 Per Share | Warrants (right to buy) | Disposition | 2013-05-29 | 1,250,000 | $0.00 | 1,250,000 | $0.65 |
Common Stock, Par Value $0.001 Per Share | Warrants (right to buy) | Disposition | 2013-05-29 | 625,000 | $0.00 | 625,000 | $1.00 |
Common Stock, Par Value $0.001 Per Share | Series E Preferred Stock, par value $0.001 per share | Disposition | 2013-05-29 | 6,500 | $0.00 | 108,333,333 | $0.06 |
Common Stock, Par Value $0.001 Per Share | Warrants (right to buy) | Disposition | 2013-05-29 | 16,250,000 | $0.00 | 16,250,000 | $0.65 |
Common Stock, Par Value $0.001 Per Share | Warrants (right to buy) | Disposition | 2013-05-29 | 8,125,000 | $0.00 | 8,125,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | 2016-05-24 | No | 4 | X | Indirect | |
0 | 2016-05-24 | No | 4 | X | Indirect | |
0 | No | 4 | C | Indirect | ||
0 | 2016-05-24 | No | 4 | X | Indirect | |
0 | 2016-05-24 | No | 4 | X | Indirect |
Footnotes
- Represents the surrender and cancellation of promissory notes with an aggregate principal amount of $1,100,000 at a purchase price of $0.06 per share.
- The reporting persons converted Series E Preferred Stock on May 29, 2013, at a conversion price of $0.06 per share and a stated value of $1,000 per share, resulting in acquisitions of 8,333,333 and 108,333,333 shares of Common Stock.
- Represents the exercise of all warrants to purchase Common Stock as described on Table II on terms agreed upon with the issuer.
- The Series E Preferred Stock is convertible at any time, at the holder's election, and has no expiration date.
- The warrants are currently exercisable.