Filing Details

Accession Number:
0001144204-13-034016
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-10 10:20:26
Reporting Period:
2013-05-02
Filing Date:
2013-06-10
Accepted Time:
2013-06-10 10:20:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053691 Stratus Media Group Inc SMDI Services-Amusement & Recreation Services (7900) 300645032
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
905536 Isaac Blech 75 Rockefeller Plaza, 29Th Floor
New York NY 10019
No No Yes No
1514430 Blech Isaac F/B/O Trust Remainder Charitable Liberty 75 Rockefeller Plaza, 29Th Floor
New York NY 10019
No No Yes No
1514431 Blech Isaac F/B/O Unitrust Remainder Charitable River 75 Rockefeller Plaza, 29Th Floor
New York NY 10019
No No Yes No
1518076 Unitrust Remainder Charitable West 75 Rockefeller Plaza, 29Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-02 18,333,334 $0.06 18,333,334 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-29 8,333,333 $0.06 26,666,667 No 4 C Indirect By Spouse
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-29 3,571,429 $0.00 30,238,096 No 4 X Indirect By Spouse
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-29 108,333,333 $0.06 138,571,429 No 4 C Indirect By Trusts
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-05-29 46,428,571 $0.00 185,000,000 No 4 X Indirect By Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 C Indirect By Spouse
No 4 X Indirect By Spouse
No 4 C Indirect By Trusts
No 4 X Indirect By Trusts
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Series E Preferred Stock, par value $0.001 per share Disposition 2013-05-29 500 $0.00 8,333,333 $0.06
Common Stock, Par Value $0.001 Per Share Warrants (right to buy) Disposition 2013-05-29 1,250,000 $0.00 1,250,000 $0.65
Common Stock, Par Value $0.001 Per Share Warrants (right to buy) Disposition 2013-05-29 625,000 $0.00 625,000 $1.00
Common Stock, Par Value $0.001 Per Share Series E Preferred Stock, par value $0.001 per share Disposition 2013-05-29 6,500 $0.00 108,333,333 $0.06
Common Stock, Par Value $0.001 Per Share Warrants (right to buy) Disposition 2013-05-29 16,250,000 $0.00 16,250,000 $0.65
Common Stock, Par Value $0.001 Per Share Warrants (right to buy) Disposition 2013-05-29 8,125,000 $0.00 8,125,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 2016-05-24 No 4 X Indirect
0 2016-05-24 No 4 X Indirect
0 No 4 C Indirect
0 2016-05-24 No 4 X Indirect
0 2016-05-24 No 4 X Indirect
Footnotes
  1. Represents the surrender and cancellation of promissory notes with an aggregate principal amount of $1,100,000 at a purchase price of $0.06 per share.
  2. The reporting persons converted Series E Preferred Stock on May 29, 2013, at a conversion price of $0.06 per share and a stated value of $1,000 per share, resulting in acquisitions of 8,333,333 and 108,333,333 shares of Common Stock.
  3. Represents the exercise of all warrants to purchase Common Stock as described on Table II on terms agreed upon with the issuer.
  4. The Series E Preferred Stock is convertible at any time, at the holder's election, and has no expiration date.
  5. The warrants are currently exercisable.