Filing Details
- Accession Number:
- 0001112679-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-07 20:40:22
- Reporting Period:
- 2013-06-07
- Filing Date:
- 2013-06-07
- Accepted Time:
- 2013-06-07 20:40:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-07 | 15,625 | $15.73 | 281,255 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-07 | 15,625 | $26.04 | 265,630 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-07 | 2,352 | $25.97 | 263,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-07 | 30,778 | $26.05 | 232,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2013-06-07 | 15,625 | $0.00 | 15,625 | $15.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plans dated May 7, 2013.
- Shares sold on the open market are reported as an average sell price per share of $26.04; breakdown of shares sold and per share prices are as follows: 500 at $25.85; 300 at $25.86; 3,200 at $25.87; 1,625 at $25.90; 1,000 at $25.92; 2,000 at $26.13; 1,000 at $26.14; 400 at $26.15; 600 at $26.16; 400 at $26.17; 3,200 at $26.18; 1,200 at $26.19 and 200 at $26.20.
- Shares sold on the open market are reported as an average sell price per share of $25.97; breakdown of shares sold and per share prices are as follows: 200 at $25.85; 800 at $25.87; 352 at $25.90; 200 at $25.92; 200 at $26.12; 300 at $26.13 and 300 at $26.18.
- Shares sold on the open market are reported as an average sell price per share of $26.05; breakdown of shares sold and per share prices are as follows: 1,517 at $25.85; 200 at $25.86; 6,283 at $25.87; 2,778 at $25.90; 2,000 at $25.92; 836 at $26.13; 5,297 at $26.14; 867 at $26.15; 699 at $26.17; 6,601 at $26.18 and 3,700 at $26.19.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.