Filing Details

Accession Number:
0001112679-13-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-07 20:40:22
Reporting Period:
2013-06-07
Filing Date:
2013-06-07
Accepted Time:
2013-06-07 20:40:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-07 15,625 $15.73 281,255 No 4 M Direct
Common Stock Disposition 2013-06-07 15,625 $26.04 265,630 No 4 S Direct
Common Stock Disposition 2013-06-07 2,352 $25.97 263,278 No 4 S Direct
Common Stock Disposition 2013-06-07 30,778 $26.05 232,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2013-06-07 15,625 $0.00 15,625 $15.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plans dated May 7, 2013.
  2. Shares sold on the open market are reported as an average sell price per share of $26.04; breakdown of shares sold and per share prices are as follows: 500 at $25.85; 300 at $25.86; 3,200 at $25.87; 1,625 at $25.90; 1,000 at $25.92; 2,000 at $26.13; 1,000 at $26.14; 400 at $26.15; 600 at $26.16; 400 at $26.17; 3,200 at $26.18; 1,200 at $26.19 and 200 at $26.20.
  3. Shares sold on the open market are reported as an average sell price per share of $25.97; breakdown of shares sold and per share prices are as follows: 200 at $25.85; 800 at $25.87; 352 at $25.90; 200 at $25.92; 200 at $26.12; 300 at $26.13 and 300 at $26.18.
  4. Shares sold on the open market are reported as an average sell price per share of $26.05; breakdown of shares sold and per share prices are as follows: 1,517 at $25.85; 200 at $25.86; 6,283 at $25.87; 2,778 at $25.90; 2,000 at $25.92; 836 at $26.13; 5,297 at $26.14; 867 at $26.15; 699 at $26.17; 6,601 at $26.18 and 3,700 at $26.19.
  5. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.