Filing Details
- Accession Number:
- 0001181431-13-033690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-07 19:35:51
- Reporting Period:
- 2013-06-05
- Filing Date:
- 2013-06-07
- Accepted Time:
- 2013-06-07 19:35:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208700 | M Kenneth Traverso | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Vp Marketing And Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-06-05 | 22,682 | $4.51 | 144,926 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2013-06-05 | 22,682 | $14.30 | 122,244 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Acquisiton | 2013-06-05 | 8,582 | $0.00 | 8,582 | $4.51 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2013-06-05 | 14,100 | $0.00 | 34,100 | $4.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-03-25 | 2014-02-25 | No | 4 | M | Direct |
| 20,000 | 2006-12-25 | 2014-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | 8,572 | Indirect | By Family Trust |
| Common Stock, $0.001 Par Value Per Share | 10,500 | Indirect | By IRA |
| Common Stock, $0.001 Par Value Per Share | 4,100 | Indirect | By IRA for Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.26 to $14.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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