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Home > Insider Trading > Filing (0001181431-13-033665)

Filing Details

Accession Number:: 0001181431-13-033665
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-07 18:28:49
Reporting Period:: 2013-06-06

Filing Date:: 2013-06-07
Accepted Time:: 2013-06-07 18:28:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1418056	David Shengder Chang	8204 E Timberland Ave Orange CA 92869	Vp Environmental Quality	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-01	25	$53.13	6,051	No	4	A	Direct
Common Stock	Acquisiton	2013-06-06	2,840	$33.36	8,891	No	4	M	Direct
Common Stock	Disposition	2013-06-06	2,000	$52.87	6,891	No	4	S	Direct
Common Stock	Disposition	2013-06-06	840	$52.84	6,051	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Acquisiton	2013-06-06	2,840	$0.00	2,840	$33.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-01-31	2020-01-31	No	4	M	Direct

Footnotes

DER units credits on 6/1/2013 as dividend at FMV