Filing Details
- Accession Number:
- 0001181431-13-033650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-07 18:01:31
- Reporting Period:
- 2013-06-06
- Filing Date:
- 2013-06-07
- Accepted Time:
- 2013-06-07 18:01:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
900349 | Perry Ellis International Inc | PERY | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 591162998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356723 | Stephen Harriman | 3000 Nw 107Th Avenue Miami FL 33172 | President, Bottoms Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-06 | 3,159 | $4.63 | 39,836 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-06 | 8,639 | $21.38 | 31,197 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2013-06-06 | 3,159 | $0.00 | 3,159 | $4.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2010-03-18 | 2019-03-17 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | $18.19 | 2013-03-19 | 2019-03-18 | 12,120 | 12,120 | Direct |
Common Stock | Stock Appreciation Right | $28.38 | 2012-04-11 | 2018-04-10 | 7,824 | 7,824 | Direct |
Common Stock | Stock Appreciation Right | $24.93 | 2011-04-19 | 2017-04-18 | 9,551 | 9,551 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-18 | 12,120 | 12,120 | Direct |
2018-04-10 | 7,824 | 7,824 | Direct |
2017-04-18 | 9,551 | 9,551 | Direct |
Footnotes
- Includes (i) 9,960 shares of restricted stock, which vest in three equal annual installments commencing on April 30, 2014; and (ii) (A) 4,405 shares of restricted stock granted in April 2011, (B) 6,872 shares of restricted stock granted in March 2012, and (C) 9,960 shares of restricted stock granted in April 2013, which in all cases vest up to 100%; provided, that, certain performance criteria has been achieved as of the last day of fiscal 2014, fiscal 2015 and fiscal 2016, respectively, and that the Reporting Person is still an employee of the Company on such dates. With respect to the grants set for in (ii)(A) through (C), the Reporting Person may be entitled to additional restricted stock in the event the Company exceeds the performance goals.
- Of the shares subject to the stock appreciation right, 4,040 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 4,040 shares on March 19, 2014 and March 19, 2015.
- Of the shares subject to the stock appreciation right, 5,216 shares are fully vested. The remaining 2,608 shares shall vest and become exercisable on April 11, 2014.