Filing Details
- Accession Number:
- 0001140361-13-024621
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-06-07 17:55:09
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-07
- Accepted Time:
- 2013-06-07 17:55:09
- Original Submission Date:
- 2013-06-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
70487 | National Research Corp | NRCIA/B | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1053133 | D. Michael Hays | C/O National Research Corporation 1245 &Quot;Q&Quot; Street Lincoln NE 68508 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-06-05 | 5,000,000 | $12.87 | 5,836,300 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization.
- The Form 4 filed on June 6, 2013 reported that 5,000,000 shares were sold on June 4, 2013 at a price of $14.15. The reporting person actually sold 5,000,000 shares on June 5, 2013 at a price of $12.87. This Form 4 is being filed to correct the transaction date and sale price.
- Shares were sold to The Michael and Karen Hays Grandchildren's Trust Dated March 9, 2009 in return for a promissory note.
- Does not include 375,000 shares of class A common stock currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.