Filing Details

Accession Number:
0001140361-13-024621
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-06-07 17:55:09
Reporting Period:
2013-06-04
Filing Date:
2013-06-07
Accepted Time:
2013-06-07 17:55:09
Original Submission Date:
2013-06-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70487 National Research Corp NRCIA/B Services-Commercial Physical & Biological Research (8731) 470634000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1053133 D. Michael Hays C/O National Research Corporation
1245 &Quot;Q&Quot; Street
Lincoln NE 68508
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-06-05 5,000,000 $12.87 5,836,300 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization.
  2. The Form 4 filed on June 6, 2013 reported that 5,000,000 shares were sold on June 4, 2013 at a price of $14.15. The reporting person actually sold 5,000,000 shares on June 5, 2013 at a price of $12.87. This Form 4 is being filed to correct the transaction date and sale price.
  3. Shares were sold to The Michael and Karen Hays Grandchildren's Trust Dated March 9, 2009 in return for a promissory note.
  4. Does not include 375,000 shares of class A common stock currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.