Filing Details
- Accession Number:
- 0001261970-13-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-07 17:53:19
- Reporting Period:
- 2013-06-05
- Filing Date:
- 2013-06-07
- Accepted Time:
- 2013-06-07 17:53:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052054 | Evolving Systems Inc | EVOL | Services-Computer Programming Services (7371) | 841010843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325934 | John Spirtos | C/O Evolving Systems, Inc. 9777 Pyramid Court, Suite 100 Englewood CO 80112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-05 | 15,000 | $3.06 | 21,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-05 | 3,500 | $3.92 | 24,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-05 | 3,500 | $3.48 | 28,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-05 | 2,000 | $6.61 | 26,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-05 | 500 | $6.63 | 25,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-05 | 1,100 | $6.61 | 24,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-06 | 10,000 | $6.41 | 14,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-06 | 8,000 | $6.40 | 6,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-06-07 | 2,900 | $6.48 | 3,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Option (right to buy) | Disposition | 2013-06-05 | 15,000 | $0.00 | 15,000 | $3.06 |
| Common Stock | NQ Stock Option (right to buy) | Disposition | 2013-06-05 | 3,500 | $0.00 | 3,500 | $3.92 |
| Common Stock | NQ Stock Option (right to buy) | Disposition | 2013-06-05 | 3,500 | $0.00 | 3,500 | $3.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-12-10 | 2019-12-09 | No | 4 | M | Direct |
| 0 | 2010-09-23 | 2020-06-22 | No | 4 | M | Direct |
| 0 | 2011-09-17 | 2021-06-16 | No | 4 | M | Direct |
Footnotes
- Exercise prices for outstanding options granted from the Amended and Restated 2007 Stock Incentive Plan were adjusted due to the Special Dividends paid on January 3, 2012 and May 29, 2012, per Nasdaq regulations.
- Options are granted without payment of consideration.
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