Filing Details

Accession Number:
0001209191-13-031139
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-07 12:51:34
Reporting Period:
2013-06-05
Filing Date:
2013-06-07
Accepted Time:
2013-06-07 12:51:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571498 Epizyme Inc. EPZM Pharmaceutical Preparations (2834) 261349956
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1110780 Carl Goldfischer 11 Belvedere Ave
Belvedere CA 94920
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-05 3,426,762 $0.00 3,426,762 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-06-05 65,301 $0.00 3,492,063 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-06-05 163,549 $15.00 3,655,612 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-06-05 3,117 $15.00 3,658,729 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2013-06-05 10,280,288 $0.00 3,426,762 $0.00
Common Stock Series B Preferred Stock Disposition 2013-06-05 195,904 $0.00 65,301 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2013-06-05 17,666 $0.00 17,666 $25.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
17,666 2023-06-04 No 4 A Direct
Footnotes
  1. Each share of Series B Preferred Stock was automatically converted into 1/3rd of a share of Common Stock upon the closing of the Issuer's initial public offering without payment of consideration.
  2. Represents shares held by Bay City Capital Fund V, L.P. ("Fund V"); and indirect interests of Bay City Capital LLC ("BCC"), the manager of Bay City Capital Management V LLC ("Management V"), and Management V, the general partner of Fund V. Dr. Goldfischer is Managing Director of BCC. Dr. Goldfischer, BCC and Management V each disclaims beneficial ownership in such shares, except to the extent of their pecuniary interest therein.
  3. Represents shares held by Bay City Capital Fund V Co-Investment Fund, L.P. ("Co-Investment V"); and indirect interests of BCC, the manager of Management V, and Management V, the general partner of Co-Investment V. Dr. Goldfischer is Managing Director of BCC. Dr. Goldfischer, BCC and Management V each disclaims beneficial ownership in such shares, except to the extent of their pecuniary interest therein.
  4. Not applicable.
  5. Vests in full upon the earlier of (i) the expiration of the Dr. Goldfischer's initial term of office as a director of the Issuer, scheduled to occur on the 2015 annual meeting of the Issuer's stockholders and (ii) June 30, 2015. In the event of a change in control of the Issuer, the vesting schedule of the option will accelerate in full.