Filing Details
- Accession Number:
- 0001209191-13-031138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-07 12:50:04
- Reporting Period:
- 2013-06-05
- Filing Date:
- 2013-06-07
- Accepted Time:
- 2013-06-07 12:50:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571498 | Epizyme Inc. | EPZM | Pharmaceutical Preparations (2834) | 261349956 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1288452 | Bay City Capital Llc | 750 Battery Street Suite 400 San Francisco CA 94111 | No | No | Yes | No | |
1401826 | Bay City Capital Fund V, L.p. | 750 Battery Street Suite 400 San Francisco CA 94111 | No | No | Yes | No | |
1409813 | Bay City Capital Fund V Co-Investment Fund, L.p. | 750 Battery Street Suite 400 San Francisco CA 94111 | No | No | Yes | No | |
1461543 | Bay City Capital Management V Llc | 750 Battery Street Suite 400 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-05 | 3,426,762 | $0.00 | 3,426,762 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-06-05 | 65,301 | $0.00 | 3,492,063 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-06-05 | 163,549 | $15.00 | 3,655,612 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-06-05 | 3,117 | $15.00 | 3,658,729 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2013-06-05 | 10,280,288 | $0.00 | 3,426,762 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2013-06-05 | 195,904 | $0.00 | 65,301 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2013-06-05 | 17,666 | $0.00 | 17,666 | $25.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
17,666 | 2023-06-04 | No | 4 | A | Indirect |
Footnotes
- Each share of Series B Preferred Stock was automatically converted into 1/3rd of a share of Common Stock upon the closing of the Issuer's initial public offering without payment of consideration.
- Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V"), are deemed to be a "group" for the purpose of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V.
- Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
- Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
- Not applicable.
- Vests in full upon the earlier of (i) the expiration of the Dr. Goldfischer's initial term of office as a director of the Issuer, scheduled to occur on the 2015 annual meeting of the Issuer's stockholders and (ii) June 30, 2015. In the event of a change in control of the Issuer, the vesting schedule of the option will accelerate in full.
- BCC and Management V have an arrangement with Dr. Goldfischer, the beneficial owner of the option, that provides such entities with a pecuniary interest in the option issued by the Issuer to Dr. Goldfischer. BCC and Management V each disclaims beneficial ownership in such option, except to the extent of their pecuniary interest therein.