Filing Details
- Accession Number:
- 0000791519-13-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 21:29:16
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 21:29:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791519 | Staples Inc | SPLS | Retail-Miscellaneous Shopping Goods Stores (5940) | 042896127 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180656 | Ronald Sargent | Five Hundred Staples Drive Framingham MA 01702 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-04 | 525,000 | $12.88 | 1,260,624 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-04 | 525,000 | $15.04 | 735,624 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | Disposition | 2013-06-04 | 525,000 | $0.00 | 525,000 | $12.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-07-01 | 2013-07-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,577 | Indirect | Sargent Family Inv. LLC |
Common Stock | 19,313 | Indirect | Jill Sargent Irr. TR |
Common Stock | 19,313 | Indirect | Ronald L. Sargent Irr. TR |
Common Stock | 138,825 | Indirect | Ronald L. Sargent GRAT 2011 |
Common Stock | 619,174 | Indirect | Sargent Partners LLC |
Common Stock | 758,964 | Indirect | Ronald L. Sargent Rev TR |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Unit SERP | $0.00 | 8,469 | 8,469 | Direct | ||
Common Stock | Phantom Stock Unit 401(k) | $0.00 | 7,097 | 7,097 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,469 | 8,469 | Direct | |
7,097 | 7,097 | Direct |
Footnotes
- The price reported represents the weighted average sales price of shares sold on June 4, 2013. Shares were sold at prices ranging from $15.00 to $15.12 per share. The reporting person hereby undertakes, upon the request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Phantom Stock Units are held in a SERP and are payable in cash following the reporting person's termination of employment. No of underlying shares of common stock are based on May 30, 2013 account statement.
- See Table II, Column 2
- Phantom Stock Units are held in a 401(k) and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock are based on May 30, 2013 account statement.