Filing Details
- Accession Number:
- 0001209191-13-031063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 19:07:47
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 19:07:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229339 | D Alfred Kingsley | 150 E. 57Th Street New York NY 10022 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Disposition | 2013-06-04 | 320,000 | $0.00 | 6,620,055 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Option to Puchase Common Shares | Disposition | 2013-06-04 | 80,000 | $0.00 | 80,000 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-04 | 2018-06-04 | No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value | 1,682,505 | Indirect | By Greenbelt Corp. |
Common Shares, No Par Value | 375,351 | Indirect | By Greenway Partners, LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Puchase Common Shares | $4.60 | 2017-06-30 | 50,000 | 50,000 | Direct | |
Common Shares | Option to Puchase Common Shares | $5.13 | 2016-06-30 | 50,000 | 50,000 | Direct | |
Common Shares | Option to Puchase Common Shares | $5.45 | 2015-08-09 | 50,000 | 50,000 | Direct | |
Common Shares | Option to Puchase Common Shares | $2.30 | 2014-07-01 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-06-30 | 50,000 | 50,000 | Direct |
2016-06-30 | 50,000 | 50,000 | Direct |
2015-08-09 | 50,000 | 50,000 | Direct |
2014-07-01 | 50,000 | 50,000 | Direct |
Footnotes
- On June 4, 2013, Mr. Kingsley sold 320,000 BioTime common shares and 80,000 options to purchase 80,000 common shares in two private transactions. Each common share and one quarter of each option were sold for an aggregate price of $4.155.
- Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.
- 12,500 options became exercisable on September 30, 2012; 12,500 options became exercisable on December 31, 2012; 12,500 options became exercisable on March 31, 2013; and the remaining 12,500 options will become exercisable on June 30, 2013 based upon continued service on the board of directors.
- 12,500 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
- 12,500 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
- 12,500 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.