Filing Details

Accession Number:
0001209191-13-031061
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-06 19:04:38
Reporting Period:
2013-06-04
Filing Date:
2013-06-06
Accepted Time:
2013-06-06 19:04:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876343 Biotime Inc BTX Biological Products, (No Disgnostic Substances) (2836) 943127919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470741 Pedro Lichtinger 1301 Harbor Bay Parkway
Alameda CA 94502
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Acquisiton 2013-06-04 120,000 $0.00 126,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Option to Purchase Common Shares Acquisiton 2013-06-04 30,000 $0.00 30,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2013-06-04 2018-06-04 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Purchase Common Shares $4.60 2017-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $5.13 2016-06-30 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $5.45 2015-08-09 20,000 20,000 Direct
Common Shares Option to Purchase Common Shares $3.45 2014-08-10 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-06-30 20,000 20,000 Direct
2016-06-30 20,000 20,000 Direct
2015-08-09 20,000 20,000 Direct
2014-08-10 20,000 20,000 Direct
Footnotes
  1. On June 4, 2013, Mr. Lichtinger purchased 120,000 BioTime common shares and 30,000 options to purchase 30,000 common shares in a private transaction. Each common share and one quarter of each option were purchased for an aggregate price of $4.155.
  2. Does not include shares that may be acquired upon the exercise of certain stock options.
  3. 5,000 options became exercisable on September 30, 2012; December 31, 2012;and March 31, 2013. 5,000 options will become exercisable on June 30, 2013 based upon continued service on the board of directors.
  4. 5,000 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
  5. 5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
  6. 5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.