Filing Details
- Accession Number:
- 0001209191-13-031061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 19:04:38
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 19:04:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1470741 | Pedro Lichtinger | 1301 Harbor Bay Parkway Alameda CA 94502 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2013-06-04 | 120,000 | $0.00 | 126,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Option to Purchase Common Shares | Acquisiton | 2013-06-04 | 30,000 | $0.00 | 30,000 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2013-06-04 | 2018-06-04 | No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Purchase Common Shares | $4.60 | 2017-06-30 | 20,000 | 20,000 | Direct | |
Common Shares | Option to Purchase Common Shares | $5.13 | 2016-06-30 | 20,000 | 20,000 | Direct | |
Common Shares | Option to Purchase Common Shares | $5.45 | 2015-08-09 | 20,000 | 20,000 | Direct | |
Common Shares | Option to Purchase Common Shares | $3.45 | 2014-08-10 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-06-30 | 20,000 | 20,000 | Direct |
2016-06-30 | 20,000 | 20,000 | Direct |
2015-08-09 | 20,000 | 20,000 | Direct |
2014-08-10 | 20,000 | 20,000 | Direct |
Footnotes
- On June 4, 2013, Mr. Lichtinger purchased 120,000 BioTime common shares and 30,000 options to purchase 30,000 common shares in a private transaction. Each common share and one quarter of each option were purchased for an aggregate price of $4.155.
- Does not include shares that may be acquired upon the exercise of certain stock options.
- 5,000 options became exercisable on September 30, 2012; December 31, 2012;and March 31, 2013. 5,000 options will become exercisable on June 30, 2013 based upon continued service on the board of directors.
- 5,000 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
- 5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
- 5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.