Filing Details
- Accession Number:
- 0001383046-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 17:30:53
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 17:30:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284210 | S Nimish Bhatt | 2020 Calamos Court Naperville IL 60563 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-05-07 | 788 | $11.60 | 89,455 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2013-06-04 | 352 | $10.59 | 89,806 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | P | Direct |
Footnotes
- Total represents 33,600.6170 shares of Class A Common Stock and 55,854 Restricted Stock Units (which will be settled in shares of Class A Common Stock).
- Total represents 33,952.408 shares of Class A Common Stock and 55,854 Restricted Stock Units (which will be settled in shares of Class A Common Stock).