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Home > Insider Trading > Filing (0000891839-13-000046)

Filing Details

Accession Number:: 0000891839-13-000046
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-06 16:35:11
Reporting Period:: 2013-06-04

Filing Date:: 2013-06-06
Accepted Time:: 2013-06-06 16:35:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1408288	E Alan Smith	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	Vp Of Operations	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-06-04	87	$27.25	18,198	No	4	S	Direct
Common Stock	Disposition	2013-06-04	213	$27.03	17,985	No	4	S	Direct
Common Stock	Disposition	2013-06-04	100	$27.01	17,885	No	4	S	Direct
Common Stock	Disposition	2013-06-04	2	$27.00	17,883	No	4	S	Direct
Common Stock	Disposition	2013-06-04	100	$26.95	17,783	No	4	S	Direct
Common Stock	Disposition	2013-06-04	185	$26.80	17,598	No	4	S	Direct
Common Stock	Disposition	2013-06-04	100	$27.24	17,498	No	4	S	Direct
Common Stock	Disposition	2013-06-04	5	$26.91	17,493	No	4	S	Direct
Common Stock	Disposition	2013-06-04	295	$26.90	17,198	No	4	S	Direct
Common Stock	Disposition	2013-06-04	200	$26.86	16,998	No	4	S	Direct
Common Stock	Disposition	2013-06-04	200	$26.85	16,798	No	4	S	Direct
Common Stock	Disposition	2013-06-04	100	$26.80	16,698	No	4	S	Direct
Common Stock	Disposition	2013-06-04	102	$26.75	16,596	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$30.88	2012-05-29	2018-05-29	1,114	1,114	Direct
Common Stock	Stock Option (Right to Buy)	$15.22	2012-05-28	2019-05-28	3,571	3,571	Direct
Common Stock	Stock Option (Right to Buy)	$15.25	2013-05-20	2020-05-20	3,118	3,118	Direct
Common Stock	Stock Option (Right to Buy)	$18.65		2022-05-30	6,059	6,059	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-29	1,114	1,114	Direct
2019-05-28	3,571	3,571	Direct
2020-05-20	3,118	3,118	Direct
2022-05-30	6,059	6,059	Direct

Footnotes

This option was previously reported by Mr. Smith.
This option was previously reported by Mr. Smith and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date.