Filing Details
- Accession Number:
- 0000704051-13-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 11:27:45
- Reporting Period:
- 2013-04-16
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 11:27:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704051 | Legg Mason Inc. | LM | Investment Advice (6282) | 521200960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573686 | Terence Johnson | Legg Mason, Inc. 100 International Drive Baltimore MD 21202 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-16 | 78 | $31.14 | 87,273 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Represents shares purchased through reinvestment of dividends. As a result of a subsequent sale of shares to satisfy tax obligation in connection with vesting of restricted stock units, the reporting person realized a gain of $16.44. The reporting person has paid the issuer the full amount of the realized gain.